Surface Characteristics of Orthodontic Materials and Their Effects on Adhesion of Mutans streptococci
Objective: To test the hypothesis that there are no significant differences in the adhesion of mutans streptococci (MS) to various orthodontic materials based on their surface characteristics.
Materials and Methods: Surface roughness (SR) and surface free energy (SFE) characteristics were investigated for nine different orthodontic materials (four orthodontic adhesives, three bracket raw materials, hydroxyapatite blocks, and bovine incisors) using confocal laser scanning microscopy and sessile drop method. Each material, except the bovine incisors, was incubated with whole saliva or phosphate-buffered saline for 2 hours. Adhesion assays were performed by incubating tritium-labeled MS with each material for 3 or 6 hours.
Results: Orthodontic adhesives had higher SFE characteristics and lower SR than bracket materials. Orthodontic adhesives showed a higher MS retaining capacity than bracket materials, and MS adhesion to resin-modified glass ionomer and hydroxyapatite was highest. Extended incubation time increased MS adhesion, while saliva coating did not significantly influence MS adhesion. SFE, specifically its dispersive and polar components, was positively correlated with MS adhesion, irrespective of saliva coating.
Conclusions: The hypothesis is rejected. This study suggests that SFE characteristics play an important role in the initial MS adhesion to orthodontic materials.Abstract
INTRODUCTION
Enamel demineralization around orthodontic brackets is one of the most common side effects during orthodontic treatment using a fixed appliance. The incidence of enamel demineralization can occur in up to 50% of orthodontic patients after using fixed orthodontic appliances.12 Preventing these lesions has been an important concern for orthodontists because the lesions are unesthetic, unhealthy, and potentially irreversible. Enamel demineralization is caused by organic acids produced by mutans streptococci (MS).34 The placement of fixed orthodontic appliances leads to an increase in the level of MS within dental plaque, while MS levels return to normal after removal of the appliance.56
MS adhesion to various orthodontic materials can play a key role in the pathogenesis of enamel demineralization during orthodontic treatment. The orthodontic adhesive remaining surrounding the brackets can be a risk factor for enamel demineralization because its rough surface provides a site for the rapid attachment and growth of oral microorganisms.78 In addition, orthodontic brackets can play an important role in enamel demineralization, because they provide additional adhesion sites for pathogenic bacteria, and their complex design impedes proper access to the tooth surface for cleaning.
Many studies of bacterial adhesion to orthodontic materials have been published.9–15 It is difficult to compare differences in bacterial adhesion to orthodontic materials in these studies, however, because the size and shape of materials used have varied. If raw materials of uniform size and shape were used, bacterial adhesion studies could more accurately provide an understanding of the accurate risk factors for enamel demineralization. In addition, few studies have explained why oral bacteria differentially adhere to the different orthodontic materials.
Surface characteristics of biomaterials are reported to influence bacterial adhesion in vitro.1617 In particular, surface free energy (SFE) and surface roughness (SR) characteristics have a significant impact on this process. Differences in surface characteristics can help explain the differences in MS adhesion to different materials. The purpose of this study was to analyze the initial adhesion of MS to various orthodontic materials in connection with their surface characteristics.
MATERIALS AND METHODS
Hydroxyapatite blocks (HA) were prepared by the sintering of reagent-grade Ca(PO4)3OH powder (Sigma, St Louis, Mo). The powders were pressed uniaxially at 3 GPa using a hydraulic press to obtain disk-shaped compacts (3.0-mm diameter and 2.0-mm depth for bacterial adhesion and 12.0-mm diameter and 2.0-mm depth for surface characterization). The compacts were heated at 1100°C for 5 hours in an electric furnace. Crystalline phases were examined by powder x-ray diffractometer (Bruker AXS, Karlsruhe, Germany).
Four light-cure orthodontic adhesives were selected and prepared using Teflon templates (3.0-mm diameter and 2.0-mm depth for bacterial adhesion and 12.0-mm diameter and 2.0-mm depth for surface characterization) according to the manufacturer's instructions (Table 1). Three different kinds of bracket materials were provided in a uniform size (4.0 × 3.0 × 2.0 mm for bacterial adhesion and 12.0 × 10.0 × 2.0 mm for surface characterization) by their manufacturers (Table 1).

Three freshly extracted, healthy bovine incisors (BI) were cleaned with a rotary brush and pumice, and stored in a 1% aqueous solution of chloramine-T (Junsei Chemical, Tokyo, Japan) at 4°C until the experiments were performed. BI were then embedded individually in an acrylic mold with the labial surface parallel to the mold base. Only BI were used for surface characterization experiments.
The SR was analyzed using confocal laser scanning microscopy (Axiovert 200M, Carl Zeiss, Thornwood, NY). This allows the calculation of the arithmetic mean SR from a mean plane within the sampling area (245 × 245 × 60 μm). SFE and its component parts, namely the nonpolar (γLW) and polar acid/base component (γAB), which is further divided into acid (γ+) and base (γ−) components, were measured by the sessile drop method. Deionized distilled water, 1-bromonaphthalene, and formamide were used as probe liquids. A video camera equipped with an image analyzer (Phoenix 300, Surface Electro Optics, Seoul, Korea) visualized the shape of the drop and determined the contact angle. Right and left contact angles of each drop were averaged, and the total SFE and its components were determined from the averaged contact angles. Each analysis was repeated five times on three specimens of each of the nine materials.
Unstimulated whole saliva (UWS) was collected by the spitting method from a 35-year-old healthy volunteer. Written consent was obtained from the subject, and the research protocol was approved by the institutional review board of the university hospital. The saliva sample was centrifuged at 4500 × g for 5 minutes to remove any cellular debris, and the resulting supernatant was used for adhesion assays.
The bacteria used were Streptococcus mutans strain OMZ65 and Streptococcus sobrinus strain 6715. Bacteria were stored at −70°C in Trypticase (Gibco, Grand Island, NY) with 3% yeast extract (TYE) broth containing 40% glycerol. Radiolabeling was performed by incubating a loop of bacteria in 10 mL of TYE broth containing 50 μCi [3H] thymidine ([methyl−3H] thymidine; Amersham Pharmacia Biotech, Piscataway, NJ) for 16 hours anaerobically at 37°C. The tritium-labeled bacteria were harvested by centrifugation at 4500 × g for 5 minutes and washed in Hank's Balanced Salt Solution (HBSS; Gibco) supplemented with 4 mM NaHCO3, 1.3 mM CaCl2, and 0.8 mM MgCl2 (HBSS, pH 7.2). Cell pellets were washed twice and resuspended in HBSS and adjusted to a final concentration of 5 × 108 cells per mL at A660 using a Petroff-Hauser cell counter (Hauser Scientific Partnership, Horsham, Pa).
Thirty specimens of each material were incubated in 2 mL of UWS with agitation for 2 hours at room temperature. Control specimens were incubated with phosphate-buffered saline (PBS, pH 7.2) under the same conditions. After washing three times in PBS, saliva-coated samples were incubated with 1 × 109 tritium-labeled bacteria in 2 mL of HBSS containing 0.5% bovine serum albumin (HBSS) under agitation for either 3 or 6 hours at 37°C. Noncoated controls were incubated with HBSS containing 1 × 109 tritium-labeled bacteria under the same conditions. All specimens were then washed three times with HBSS-BSA and transferred to scintillation vials. The radiolabeled bacteria were dislodged using 300 μL of 8 M urea, 1 M NaCl, and 1% sodium dodecyl sulfate under agitation for 1 hour at 37°C. Then, 3.5 mL of scintillation cocktail was added, and the number of adherent cells was determined using a Beckman LS-5000TA liquid scintillation counter (Beckman Instruments, Fullerton, Calif). The radioactive counts were divided by the total counts per minute of the bacterial suspension solution, and the amount of adhesion was expressed as percentage adhesion per unit area (cm2). All test samples were counted in triplicate and each experiment was repeated six times.
The differences in surface characteristics were analyzed using one-way analysis of variance (ANOVA). A four-way ANOVA was used to analyze MS adhesion with respect to bacterial strain, adhesive type, incubation time, and saliva coating. Multiple comparisons were done with t-tests using the Bonferroni correction. Spearman rank correlation coefficients were calculated to analyze the relationship between surface characteristics of the raw materials and MS adhesion. All values were considered significant at P < .05.
RESULTS
There were significant differences in SR between materials (Table 2). The monocrystalline sapphire (MCS) bracket material had the smoothest surfaces, while BI had the roughest surfaces.

Significant differences in SFE and its components were found between materials (Table 2). HA had the highest SFE, γAB, and γ−, while bracket metal had the lowest SFE, γLW, and γAB. Generally, orthodontic adhesives had higher SFE, γLW, and γAB than bracket materials. Among bracket materials, stainless steel metal showed lower SFE and γAB than polycrystalline alumina (PCA) and MCS. Among the adhesives, resin-modified glass ionomer (RMGI) and compomer had higher SFE, γLW, and γAB than the composite adhesives. The SFE characteristics of compomer were intermediate between the RMGI and composites, but closer to those of RMGI than those of composites.
There was a significant difference in the MS adhesion according to the bacterial species (Tables 3 and 4). Adhesion of S. mutans OMZ65 to orthodontic materials was significantly greater than that of S. sobrinus 6715. The MS adhesion was also significantly different according to the types of raw materials (Table 3). Multiple comparisons demonstrated that MS adhesion was highest for RMGI and HA, and lowest for bracket materials. In general, adhesion to adhesives was significantly higher than adhesion to bracket materials. Saliva coating did not significantly influence MS adhesion, and there was no significant difference in MS adhesion between saliva coated samples and noncoated control. Bacterial adhesion was increased by extended incubation time, with the highest adhesion observed for the samples receiving 6-hour incubation (Table 3).


MS adhesion to orthodontic materials varied according to the incubation time (Table 3). The difference in adhesion between 3- and 6-hour incubations was greater for orthodontic adhesives and HA than for bracket materials. This was confirmed by a significant interaction effect between material and incubation time (P < .05) (Table 4).
The Spearman rank correlation test showed that MS adhesion was positively correlated with SFE, γLW, and γAB irrespective of bacterial species and saliva-coating (Table 5). Not significantly related to MS adhesion were γ+ and γ−.

DISCUSSION
This study demonstrated significant differences in MS adhesion to various orthodontic materials (Table 3). In general, MS adhered to orthodontic adhesives significantly more than to bracket materials. RMGI and hydroxyapatite showed the highest MS adhesion, while the three bracket materials showed the lowest MS adhesion. However, there were no significant differences in MS adhesion between the three bracket materials. The order of adhesion, from highest to lowest, was: RMGI and hydroxyapatite, compomer, Transbond XT and Lightbond, and bracket materials. The difference in the adhesion amount can be explained by the difference in the surface characteristics of each material.
The present study showed significant differences in MS adhesion among bracket materials, which is inconsistent with the results of a previous study14 that showed that there were no significant differences in adhesion of S. mutans to different types of brackets. This may be mainly due to the differences in materials used. We used raw bracket materials with the same size and shape, but the previous study used commercial brackets. The differences in MS adhesion may be partly explained by the differences in strains used and culture condition.
Two surface characteristics influence the adhesion amount of bacteria to orthodontic material surfaces: SR and SFE.17 A rough surface provides opportunities for bacterial adhesion by increasing the surface area and providing suitable niches. Differences in SR were found among the materials. Bracket materials showed higher SR than adhesives except MCS. The highest SR was shown in the bovine incisors. However, no significant relationship was found between SR and MS adhesion (Table 5). This can be partly explained by the relatively minor differences in SR (less than 0.5 μm) among the materials despite statistical significance, which is consistent with previous studies reported that minor variations in SR have no significant effect on bacterial adhesion or on the contact angles for SFE.1718
A material with high SFE will attract more bacteria to its surface than one with low SFE according to thermodynamic rule.17 In particular, nonspecific physicochemical interactions, such as van der Waals interactions and acid-base interactions, play an important role in initial bacterial adhesion and can be defined by SFE and its components.18 There were significant differences in SFE and its components among the orthodontic materials. This study showed that orthodontic adhesives, particularly, RMGI and compomer, had significantly higher SFE, γLW, and γAB than bracket materials. These differences can be mainly due to their different physicochemical compositions. Partly, these differences in SFE characteristics can be explained by the differences in surface reactivities among them. Bracket materials may have less reactive surfaces than orthodontic adhesives, because bracket materials are made from stable metal alloy or ceramics in nature and have stable crystal structure and orientation. In case of RMGIs and compomers containing highly reactive fluoro-aluminosilicate glass fillers, however, polymerization and polyacid neutralization including fluoride release are continued in the aqueous phase for long periods.19 In addition, relatively impermeable composites are reported to react with exogenous components such as fluoride after exposure.20
Eliades et al21 analyzed surface energy of bracket materials and found that ceramic bracket materials have lower surface free energy than stainless steel metal. However, the present study showed that SFE of bracket metals was lower than that of ceramic brackets. This may be due to the different materials used. We have measured SFE from various bracket metals, but bracket metals showed significantly different SFE characteristics according to manufacturers (data not shown). The differences may be mainly due to the differences in the type of metal investigated, which can influence bacterial binding. The differences in the fabrication procedures may partly influence the differences in SFE components, since physical and chemical changes in materials can affect relevant surface properties.22
The high SFE of the RMGI and HA, and the low SFE of stainless steel metal explains the finding that RMGI and HA had the higher MS adhesion, while stainless steel had lower MS adhesion than other materials (Table 3). This is confirmed by the significant positive correlation between SFE and MS adhesion (Table 5). In particular, the Spearman rank correlation test showed that γLW and γAB were significant related to MS adhesion. This can be explained by the fact that a higher polarity will create strong initial bacterial adhesion, because polar interactions are one of the important mechanisms in the initial stage of bacterial adhesion.23 In addition, the dispersive component associated with van der Waals interactions plays an important role in initial bacterial adhesion.24 Therefore, greater MS adhesion to orthodontic adhesives, particularly RMGI and compomer, than to bracket materials can also be explained by the higher SFE, γLW, and γAB.
Previous studies reported that saliva-coating influences bacterial adhesion by changing the SFE of the underlying materials17 or by mediating bacterial adhesion by acting as a specific binding receptor.25 In this study, however, saliva-coating did not significantly alter MS adhesion to orthodontic materials (Tables 3 and 4). In addition, MS adhesion was significantly related to SFE, γLW, and γAB after saliva-coating. This suggests that saliva-coating may not significantly alter the surface characteristics of the underlying materials.2627 This may be partly due to the fact that salivary proteins formed on the surface do not significantly mediate the initial adhesion of MS.11
BI and HA were used as primary substitutes of human enamel to simulate surface characteristics due to the difficulty in achieving an unpolished flat and large enamel surface. However, this study showed that the surface characteristics of HA are significantly different from those of BI. HA had a smoother surface, while BI showed significantly lower SFE, γLW, γAB, γ+ and γ−. HA had the highest SFE, γLW, and γAB, which may explain its high rates of MS adhesion. In contrast to HA, the surface characteristics of BI are closer to those of composite adhesives than other materials (Table 2). Considering that SR is not a significant factor for MS adhesion and bovine enamel is a reliable counterpart of human enamel in terms of SFE characteristics,28 MS adhesion to human enamel may be similar to MS adhesion to composite adhesives and be greater than MS adhesion to bracket materials.
This study showed that orthodontic adhesives may have a higher MS-retaining capacity than bracket materials. In addition, when used in patients, orthodontic adhesives are located closer to the enamel surfaces than are the brackets. From a clinical point of view, these characteristics are favorable for enamel demineralization. These findings indicate that orthodontic adhesives could pose a more serious risk of enamel demineralization than the risks posed by brackets. These results suggest that orthodontic adhesives around brackets should be removed carefully during the bonding procedure and that rigorous oral hygiene control around adhesives should be required to decrease the incidence of enamel demineralization during orthodontic treatment.
CONCLUSIONS
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Orthodontic adhesives have a higher MS-retaining capacity than bracket materials.
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The effect of surface characteristics on the MS adhesion was not significantly influenced by a saliva coating.
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There was a significant correlation between SFE components and MS adhesion.
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Higher SFE, specifically dispersive and polar components, had a favorable effect on MS adhesion to orthodontic materials.


Contributor Notes
Corresponding author: Dr Sug-Joon Ahn, Dental Research Institute and Department of Orthodontics, College of Dentistry, Seoul National University, 28-22 Yeunkun-dong, Chongro-ku, Seoul, Korea 110-768, South Korea (titoo@snu.ac.kr)