Editorial Type:
Article Category: Research Article
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Online Publication Date: 09 Aug 2016

Effectiveness of the transpalatal arch in controlling orthodontic anchorage in maxillary premolar extraction cases: A systematic review and meta-analysis

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Page Range: 147 – 158
DOI: 10.2319/021216-120.1
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ABSTRACT

Objective: To evaluate the effectiveness of the transpalatal arch (TPA) as an anchorage device in preventing maxillary molar mesialization during retraction of the anterior teeth after premolar extraction.

Materials and Methods: This systematic review intended to include patients indicated for upper premolar bilateral extraction and subsequent retraction of anterior teeth, considering the use of TPA as an anchorage tool in one of the treatment groups. The search was systematically performed, up to April 2015, in the following electronic databases: Medline, Embase, and all evidence-based medicine reviews via OVID, Cochrane Library, Scopus, PubMed, and Web of Science. Risk of bias assessment was performed using Cochrane's Risk of Bias Tool for randomized clinical trials (RCTs) and Methodological Index for Nonrandomized Studies (MINORS) for non-RCTs.

Results: Fourteen articles were finally included. Nine RCTs and five non-RCTs presented moderate to high risk of bias. Only one study investigated the use of TPA in comparison with no anchorage, failing to show significant differences regarding molar anchorage loss. A meta-analysis showed a significant increase in anchorage control when temporary anchorage devices were compared with TPA (mean difference [MD] 2.09 [95% confidence interval {CI} 1.80 to 2.38], seven trials), TPA + headgear (MD 1.71 [95% CI 0.81 to 2.6], four trials), and TPA + utility arch (MD 0.63 [95% CI 0.12 to 1.15], 3 trials).

Conclusion: Based on mostly moderate risk of bias and with some certainty level, TPA alone should not be recommended to provide maximum anchorage during retraction of anterior teeth in extraction cases.

INTRODUCTION

Orthodontic treatment may require tooth extractions.1 When full retraction of the anterior teeth is required, posterior maximum anchorage control has to be considered.2,3 Recently, temporary anchorage devices (TADs) have been proposed to maximize posterior anchorage.46 Transpalatal arch (TPA) has been used for many different orthodontic purposes.7 Previous reports analyzed the value of TPA to control anchorage using finite element analysis.8,9 Their findings showed that TPA did not prevent molars from moving mesially. However, many clinical trials suggested that TPAs could still be used as a secondary anchorage support, with no maximum anchorage requirement.1013

A recent systematic review concluded that TADs provided better anchorage compared with conventional anchorage devices. However, the sole use of TPA as an anchorage tool was not assessed.14 To the best of our knowledge, there is no systematic review that has evaluated the effectiveness of TPA as an anchorage plan (sole or associated with other anchorage devices). Therefore, the objective of the present study was to systematically review the available literature that used TPA as an anchorage device in orthodontic patients having upper premolar extractions.

MATERIALS AND METHODS

The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) checklist was used as a guideline for conducting and reporting this systematic review and meta-analysis.15

Protocol and Registration

The protocol for this systematic review was registered on PROSPERO (CRD42015017287).

Eligibility Criteria

Population

Adolescent and adult patients with full permanent dentition undergoing fixed orthodontic treatment with upper bilateral premolar extraction and retraction of anterior teeth.

Intervention

Patients undergoing orthodontic treatment for upper (first or second) premolar bilateral extraction with subsequent retraction of anterior teeth. The anchorage implemented in these patients should include the use of TPA (sole or associated with another anchorage device) in one of the treatment groups. Studies with the sole use of TPA as a means of treating crossbites or correcting molar relationships in any malocclusion and those with the sole use of TPA as anchorage system in case of impacted teeth were excluded.

Comparison

The study compared a TPA anchorage system group with a control or another retraction treatment group with any kind of anchorage system.

Outcomes

Net linear measurements of molar crown mesialization and/or anterior crown retraction were reported. The percentage of mesial molar crown movement at the end of the anterior retraction phase was calculated and reported.

Study design

Randomized and nonrandomized controlled clinical trials. Excluded articles included animal studies, review articles, abstracts, and discussions.

Information Sources and Search

The following electronic databases were systematically searched up to April 2015: Medline, Embase, and all evidence-based medicine reviews via OVID, Cochrane Library, Scopus, PubMed, and Web of Science. The used keywords included orthodontic anchorage, transpalatal arches (TPAs), or bar or bars. This search strategy was first designed for Medline (Appendix 1) and then adapted for the other databases. A partial gray literature search was performed using the Google Scholar search engine by looking over the first 100 listed hits. No restrictions were applied regarding the language or publication date.

Study Selection

During the selection phase, two reviewers (SD-B and MFNF) independently evaluated the titles and abstracts of the retrieved studies from the database searches using the inclusion criteria. In the second phase, the same reviewers performed assessment of the full-text articles. The reviewers resolved any discrepancies by discussion until consensus.

Data Collection Process

The data were first extracted according to standardized tables. Data was compared for accuracy, and any discrepancy was resolved through the reexamination of the original study until a consensus was reached.

Data Items

The variables extracted from each selected article included sample size, retraction method, type and material of TPA, anchorage device used in control groups, reference lines to which anterior teeth segment retraction and/or molar crown mesialization were measured, superimposition landmarks, percentage of mesial crown molar movement at the end of the anterior retraction phase, and the authors' conclusion.

Outcome

The primary outcome was the molar crown mesial movement during anterior teeth retraction.

Risk of Bias in Individual Studies and Quality of Evidence

Methodological quality appraisal was evaluated according to the Cochrane Collaboration's Risk of Bias tool16 for randomized clinical trials (RCTs). In case of non-RCTs, the Methodological Index for Non-randomized Trials (MINORS)17 was used. An additional summary of the certainty of the conclusions and strength of the evidence was developed using the Grading of Recommendations Assessment, Development and Evaluation (GRADE) approach (Table 1). The quality of evidence was assessed as high, moderate, low, or very low for the outcome mesial crown molar movement.

Table 1 GRADE Summary of Findings for Meta-Analyses on Molar Mesial Movement During Incisor Retractiona
Table 1
CI indicates confidence interval; RR, risk ratio.
Inconsistent study design.
Many of these studies did not consider blinding of the participants and outcome assessors.
Table 1 Extended
Table 1

Data Synthesis

Data were pooled to provide an estimate of the effectiveness of the TPA using a random-effects model, given that there were more than three trials eligible for a quantitative analysis and considering the expected statistical heterogeneity.16 Random-effects models are preferred when significant differences are expected between patients and evaluation methods. The primary outcome was mesial crown molar movement (molar anchorage loss). For continuous outcomes, the mean difference with standard deviation and 95% confidence intervals were calculated. Clinical heterogeneity was examined by assessing the characteristics of the selected trials, including similarity between interventions, patients, phase of treatment in which intervention was applied, and outcome measures. Publication bias was examined for the trials to be included in a meta-analysis, using a funnel plot by visually assessing the degree of funnel plot asymmetry.18 Statistical heterogeneity across the studies was tested using the T2 and the I2 statistic, with guide for interpretation as follows: 0% to 30%, not important; 30% to 50%, moderate heterogeneity; 50% to 100%, considerable heterogeneity.19,20 The pooled effect estimate was considered significant if P was <.05. A meta-analysis software (The Cochrane Collaboration's software Review Manager, RevMan) was used to perform data analyses.

RESULTS

Study Selection

A flowchart illustrating the selection of studies for this systematic review is presented in Figure 1. Twenty-five full texts were obtained for the second phase evaluation, of which 11 articles2131 were later excluded. The reasons for exclusion are listed in Appendix 2. Finally, 15 articles2,6,1013,3240 met the eligibility criteria. A summary of the key methodological data and study characteristics is presented in Tables 2 and 3.

Figure 1. Flow chart of study selection process.Figure 1. Flow chart of study selection process.Figure 1. Flow chart of study selection process.
Figure 1. Flow chart of study selection process.

Citation: The Angle Orthodontist 87, 1; 10.2319/021216-120.1

Table 2 Summary of Study Characteristics and Results of the Included Studies (TPA Only)a
Table 2
AP, anteroposterior; A-OLp position f the maxillary base; DUM-V, the vertical distance between the distal upper molar point and rotated SN plane; F, female; FH, Franfort horizontal; Is-OLp, position of maxillary incisor; M, male; Ms-OLp, position of maxillary molar; NS, nonsignificant; OLp, occlusal line perpendicular; PTV, pterygoid vertical plane; SS, stainless steel; TPA, transpalatal arch; U1, maxillary central incisor; U6, maxillary first molar; UIT-V, the vertical distance between the upper incisal tip and the rotated SN plane (SN′); Y, line perpendicular to Frankfort horizontal pass through sella.
Mesial molar movement is a calculated as percentage of the molar movement provided in the article.
Table 2 Extended
Table 2
Table 3 Summary of Characteristics and Results of the Included Studies (Conventional Anchorage)a
Table 3
Mesial molar movement is a calculated percentage of the molar movement provided in the article. APO indicates line between A point on the maxilla and pogonion on the mandible; F, female; HG, headgear; Is-OLp, maxillary central incisor position; M, male; Ms-Olp, maxillary first permanent molar position; MXCI, maxillary central incisor; MXM1, maxillary first molar; NS, nonsignificant; PTV, pterygoid vertical line; TPA, transpalatal arch; U1, maxillary permanent incisors; U6, maxillary permanent molars.
Table 3 Extended
Table 3

Risk of Bias Assessment

Methodological appraisal of the selected studies is presented in Tables 4 and 5. Nine of the included studies4,1013,3335,39 were RCTs, and all of them were considered to present high risk of bias.

Table 4 Methodological Appraisal of the Selected Studies According to the Cochrane Risk of Bias Tool
Table 4
Table 5 Methodological Appraisal of the Selected Studies According to the Methodological Index for Nonrandomized Studies (MINORS) Assessment Toola
Table 5
The items are scored 0 (not reported), 1 (reported but inadequate), or 2 (reported and adequate), with the global ideal score being 16 for noncomparative studies and 24 for comparative studies.14

Six of the included studies2,11,32,36,38,40 were non-RCTs. Study scores ranged from 13 to 20 points out of 24. Significant limitations were identified for most of the studies, such as the retrospective enrollment of the sample2,11,32,40 with nonconsecutive inclusion of patients2,32,36 or unclear reports about inclusion criteria.11,38,40

Study Characteristics

TPA-only anchorage

Nine studies that used only TPA as an anchorage device during retraction of anterior teeth were finally selected: seven were RCTs6,10,12,13,33,34,35 and two non-RCTs.2,32 Sample sizes ranged from 10 to 30 patients per study group, and age ranged from 13 to 22 years. In most of the studies, which performed en masse retraction, follow-up records were obtained at the end of retraction of the anterior teeth when extraction space was fully closed. Three of these studies12,13,35 that performed two-step retraction evaluated the anchorage capacity of TPA during canine retraction only. All of the included studies had another study group using skeletal anchorage, except for Zablocki et al.,2 in which a non-TPA control group was used.

Conventional anchorage including TPA

Four studies11,36,37,40 used headgear and TPA in one of the groups. Two studies38,39 reported the combined use of the utility arch and TPA during retraction of anterior teeth. From the total, only one was an RCT and the remaining five studies were non-RCT. Sample sizes ranged from 9 to 28 patients per study group, and age ranged from 13 to 25 years. Follow-up records were obtained at the end of retraction of the anterior teeth and once extraction space was closed. Three of these studies11,38,39 used two-step retraction and evaluated the anchorage capacity of TPA after canine retraction only. The other three studies36,37,40 evaluated the combined conventional anchorage systems during en masse retraction of anterior teeth. All of the included studies had the control group using skeletal anchorage.

Effects of Interventions

Anchorage loss was significantly greater in the groups using TPA alone as an anchorage device, for a total of 158 individuals with a mean loss of anchorage ranging from 1.76 to 4.21 mm (Figure 2), which represents 27% to 54% of the mesial molar crown movement toward the extraction space. Groups using combined conventional anchorage devices also showed higher loss of molar crown anchorage as compared with skeletal anchorage. The conventional anchorage groups presented a mean mesial molar crown movement ranging from 1.26 to 4.28 mm (Figures 3 and 4) or approximately 20% to 40% of the extraction space. The TAD groups presented a mean loss ranging from 0.00 to 2.05 mm (0%–22%). Only one study2 investigated the use of TPA compared with no anchorage, and the values revealed no significant differences between the two groups that reported a similar loss of anchorage of about 45%.

Figure 2. Forest plot of the clinical trials that analyzed effect of TPA vs TADs; confidence interval (CI) of 95%.Figure 2. Forest plot of the clinical trials that analyzed effect of TPA vs TADs; confidence interval (CI) of 95%.Figure 2. Forest plot of the clinical trials that analyzed effect of TPA vs TADs; confidence interval (CI) of 95%.
Figure 2. Forest plot of the clinical trials that analyzed effect of TPA vs TADs; confidence interval (CI) of 95%.

Citation: The Angle Orthodontist 87, 1; 10.2319/021216-120.1

Figure 3. Forest plot of the clinical trials that analyzed effect of TPA and headgear vs TADs; confidence interval (CI) of 95%.Figure 3. Forest plot of the clinical trials that analyzed effect of TPA and headgear vs TADs; confidence interval (CI) of 95%.Figure 3. Forest plot of the clinical trials that analyzed effect of TPA and headgear vs TADs; confidence interval (CI) of 95%.
Figure 3. Forest plot of the clinical trials that analyzed effect of TPA and headgear vs TADs; confidence interval (CI) of 95%.

Citation: The Angle Orthodontist 87, 1; 10.2319/021216-120.1

Figure 4. Forest plot of the clinical trials that analyzed effect of TPA and utility arch vs TADs; confidence interval (CI) of 95%.Figure 4. Forest plot of the clinical trials that analyzed effect of TPA and utility arch vs TADs; confidence interval (CI) of 95%.Figure 4. Forest plot of the clinical trials that analyzed effect of TPA and utility arch vs TADs; confidence interval (CI) of 95%.
Figure 4. Forest plot of the clinical trials that analyzed effect of TPA and utility arch vs TADs; confidence interval (CI) of 95%.

Citation: The Angle Orthodontist 87, 1; 10.2319/021216-120.1

Eight clinical trials analyzing 308 patients and comparing TPA vs TADs were combined in a meta-analysis (Figures 24). The meta-analysis showed a statistically significant reduction in anchorage loss in the TADs group compared with TPA alone (mean difference [MD] 2.09 [95% confidence interval {CI} 1.80 to 2.38], I2 = 51%, seven trials), TPA + headgear (MD 1.71 [95% CI 0.81 to 2.6], I2 = 94%, four trials), and TPA + utility arch (MD 0.63 [95% CI 0.12 to 1.15], I2 = 0%, three trials).

Certainty Levels and Strength of the Evidence

Based on the GRADE recommendations, the body of evidence reporting the mesial molar crown movement ranged from very low to high because of the limitations in the design and the high risk of bias in some of the included studies. Strong evidence is present among the studies that compared TAD against the use of TPA alone. Weak evidence supports the use of TPA even when it is paired with headgear or utility arch to retract either canines or anterior teeth when maximum anchorage is needed.

DISCUSSION

Summary of Evidence

In this review, RCTs and non-RCTs were selected to address the effectiveness of TPA in controlling the maxillary molars anchorage during retraction of anterior teeth in extraction cases. The studies included two categories: TPA sole use as an anchorage mean and TPA used as an adjunct with other conventional anchorage means.

It was suggested that the adjunctive use of TADs should be significantly favored over the sole use of TPA as an anchorage device during retraction when properly indicated. GRADE assessment tool application shows that there is high-quality evidence to support that claim.

The combined use of TPA and headgear did not enhance anchorage when compared with TADs. Even while retracting canines using only TPA and utility arch, adjunctive use of TADs resulted in better anchorage control. The studies considered in that matter varied from very low to low quality, mainly because of the lack of RCTs.

TPA was used in a selected number of clinical trials to test its anchorage ability. In one of the studies, Zablocki et al.2 reported no difference in the molar mesial movement between the control group where no anchorage was planned and TPA-only anchorage group; thus, the TPA did not have any added value with regard to molar anchorage. A consistent finding from all RCTs6,10,13,3334 implementing en masse retractions is that the TPA did not prevent molar mesial movement.

On the other hand, when TPA was used as the sole anchorage mean to retract canines in a two-step retraction technique, the two related studies12,35 still failed to favor the use of TPA in preventing mesial movement of the molars. In a recent study, El-Bialy et al.41 concluded that TPA alone does not minimize anchorage loss when used with continuous arch mechanics, and they recommended not using the TPA.

The studies reporting the use of TPA as an adjunct anchorage mean with headgear or utility arch during anterior retraction again showed a consistent outcome in which molar anchorage loss was greater in the conventional anchorage group and the incisors were better controlled and more retracted with skeletal anchorage.

However, when only canine retraction was assessed in the combined TPA with other conventional anchorage means, it is suggested11,38,39 that the anchorage achieved was equivalent to that of the skeletal anchorage, as there was no statistically significant difference in the mesial molar movement between both groups, although by the end of the retraction phase of the anterior teeth, skeletal anchorage showed better incisor anteroposterior control. Based on these findings, TPA would be recommended for canine retraction only and only if it were combined with other conventional means. Bearing in mind that canine retraction precedes anterior incisor retraction in most of the extraction cases, the orthodontist then would question the use of TPA as it becomes inconvenient and burdens the clinician with an additional unnecessary procedure. Finally, it has to be mentioned that the use of TPA for other purposes or in less demanding anchorage cases is not questioned in this systematic review.

Limitations

Among the included studies, failure to blind the patients and the clinician was a common, albeit inevitable, flaw. One has to admit that in such clinical trials, blinding the patient or the clinician to the appliances used is hardly achievable. Future studies should ensure that sequence generation and allocation concealment requirements are properly met to further reduce risk of bias. Among the included studies were also non-RCTs. Even though this type of study cannot avoid selection bias, use of consecutively treated patients could at least partially account for this bias.

CONCLUSIONS

  • TPA alone does not provide sufficient anchorage during en masse or for two-step retraction cases when maximum anchorage is sought (high evidence).

  • TPA combined with other conventional anchorage means does not provide sufficient anchorage in the en masse retraction of the anterior teeth when maximum anchorage is sought (very low to low evidence).

  • TPA combined with other conventional anchorage techniques could be considered as an adequate anchorage means in the retraction of the canines only (low evidence).

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APPENDIX 1. Ovid MEDLINE(R) In-Process and Other Nonindexed Citations, Ovid MEDLINE(R) Daily, and Ovid MEDLINE(R) 1946 to Present
APPENDIX 1.
APPENDIX 2. Articles Excluded After Full-Text Evaluation Based on Eligibility Criteria
APPENDIX 2.
Copyright: © 2017 by The EH Angle Education and Research Foundation, Inc.
Figure 1.
Figure 1.

Flow chart of study selection process.


Figure 2.
Figure 2.

Forest plot of the clinical trials that analyzed effect of TPA vs TADs; confidence interval (CI) of 95%.


Figure 3.
Figure 3.

Forest plot of the clinical trials that analyzed effect of TPA and headgear vs TADs; confidence interval (CI) of 95%.


Figure 4.
Figure 4.

Forest plot of the clinical trials that analyzed effect of TPA and utility arch vs TADs; confidence interval (CI) of 95%.


Contributor Notes

Corresponding author: Dr Tarek El-Bialy, 7-020D Katz Group Centre for Pharmacy and Health Research, University of Alberta, Edmonton, Alberta T6G 2E1, Canada
Received: 01 Feb 2016
Accepted: 01 Jun 2016
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